The respondents committed insider trading, one by disclosing privileged information and by recommending that other parties trade in the securities of a reporting issuer, and the other by trading in the securities and by recommending that other parties do the same; the Tribunal imposed respective administrative penalties of $350,000 and $250,000 on the respondents.
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Autorité des marchés financiers v. Gauthier
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Autorité des marchés financiers v. Gauthier